Signature
D. Glowienka on behalf of N. J. LaMoreaux
Issuer symbol
IBM
Transactions as of
07 Jun 2022
Net transactions value
-$34,784
Form type
4
Filing time
09 Jun 2022, 18:21:37 UTC
Previous filing
02 Jun 2022
Next filing
10 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBM Common Stock Options Exercise $0 +478 +5.3% $0.000000 9,497 07 Jun 2022 Direct
transaction IBM Common Stock Tax liability $34,784 -245 -2.6% $141.98 9,252 07 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IBM Rst. Stock Unit Options Exercise $0 -478 -50% $0.000000 480 07 Jun 2022 Common Stock 478 $0.000000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 06/07/19, the reporting person was granted 1,853 RSUs, 463 of which vested on 06/07/20, 463 of which vested on 06/07/21, 463 of which vested on 06/07/22, and 464 of which will vest on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F2 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3 Release of restricted stock units.