Jeffrey A. Kaplan - 01 Jun 2022 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP & Chief Legal Officer
Signature
/s/ N. Elizabeth Campell, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
01 Jun 2022
Net transactions value
-$747,235
Form type
4
Filing time
03 Jun 2022, 16:22:12 UTC
Previous filing
25 Feb 2022
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $2,087,892 +23,592 +50% $88.50 71,122 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $558,078 +6,205 +8.7% $89.94 77,327 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $987,763 +12,675 +16% $77.93 90,002 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $1,822,864 +21,870 +24% $83.35 111,872 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Tax liability $2,327,580 -20,362 -18% $114.31 91,510 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Tax liability $2,089,358 -18,278 -20% $114.31 73,232 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Tax liability $1,169,277 -10,229 -14% $114.31 63,003 01 Jun 2022 Direct F1
transaction LYB Class A Ordinary Shares Tax liability $617,617 -5,403 -8.6% $114.31 57,600 01 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -6,205 -100% $0.000000* 0 01 Jun 2022 Class A Ordinary Shares 6,205 $89.94 Direct F2
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -23,592 -100% $0.000000* 0 01 Jun 2022 Class A Ordinary Shares 23,592 $88.50 Direct F3
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -21,870 -67% $0.000000 10,934 01 Jun 2022 Class A Ordinary Shares 21,870 $83.35 Direct F4
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -12,675 -100% $0.000000* 0 01 Jun 2022 Class A Ordinary Shares 12,675 $77.93 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.
F2 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,069 on February 17, 2016; 2,068 on February 17, 2017 and 2,068 on February 17, 2018.
F3 Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.
F4 Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vested on February 20, 2021; 10,934 vested on February 20, 2022 and 10,934 vests on February 20, 2023.
F5 Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2016.