| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCN | Common Stock | Options Exercise | $48,387 | +14,107 | +5% | $3.43 | 296,155 | 31 May 2022 | Direct | F1 |
| transaction | DOCN | Common Stock | Sale | $705,209 | -14,107 | -4.8% | $49.99 | 282,048 | 31 May 2022 | Direct | F2 |
| transaction | DOCN | Common Stock | Options Exercise | $88,813 | +25,893 | +9.2% | $3.43 | 307,941 | 01 Jun 2022 | Direct | |
| transaction | DOCN | Common Stock | Sale | $1,284,293 | -25,893 | -8.4% | $49.60 | 282,048 | 01 Jun 2022 | Direct | F3 |
| transaction | DOCN | Common Stock | Tax liability | $254,460 | -5,209 | -1.8% | $48.85 | 276,839 | 01 Jun 2022 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCN | Stock Option (Right to buy) | Options Exercise | $0 | -14,107 | -23% | $0.000000 | 46,885 | 31 May 2022 | Common Stock | 14,107 | $3.43 | Direct | F5 |
| transaction | DOCN | Stock Option (Right to buy) | Options Exercise | $0 | -25,893 | -55% | $0.000000 | 20,992 | 01 Jun 2022 | Common Stock | 25,893 | $3.43 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $49.76-$50.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $49.50-$49.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
| F4 | The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units and performance-based restricted stock units. |
| F5 | One fourth of the shares underlying this option vested and became exercisable on March 1, 2019, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on April 1, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date. |