Anshu Pasricha - Apr 4, 2022 Form 4 Insider Report for ASTEC INDUSTRIES INC (ASTE)

Signature
/s/ Jamie Palm, attorney in fact for Anshu Pasricha
Stock symbol
ASTE
Transactions as of
Apr 4, 2022
Transactions value $
$129
Form type
4
Date filed
6/1/2022, 06:16 PM
Previous filing
Apr 4, 2022
Next filing
Apr 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTE Common Stock Small acquisition under Rule 16a-6 $129 +3 +0.03% $43.09 12K Apr 4, 2022 Direct F1
transaction ASTE Common Stock Award $0 +39 +0.33% $0.00 12K May 27, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTE Phantom Stock Award $0 +2.36 +0.26% $0.00 921 May 27, 2022 Common Stock 2.36 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares acquired through broker dividend reinvestment feature.
F2 Represents dividend equivalents earned on the 2021 and 2022 RSU awards.
F3 Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
F4 The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.