Bjarne Bergheim - May 13, 2022 Form 4/A - Amendment Insider Report for Sonendo, Inc. (SONX)

Role
President and CEO, Director
Signature
By: /s/ Jacqueline Collins, Attorney-in-Fact for Bjarne Bergheim
Stock symbol
SONX
Transactions as of
May 13, 2022
Transactions value $
-$11,397
Form type
4/A - Amendment
Date filed
5/20/2022, 07:02 PM
Date Of Original Report
May 17, 2022
Previous filing
Mar 29, 2022
Next filing
May 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Sale -$11.4K -4.1K -0.49% $2.78 829K May 13, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the totals reported in Column 5 of the subsequent Form 4s filed by the Reporting Person on May 18, 2022 and May 19, 2022.