Chidozie Ugwumba - May 5, 2022 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
May 5, 2022
Transactions value $
$0
Form type
4
Date filed
5/6/2022, 11:54 AM
Previous filing
Feb 4, 2022
Next filing
Aug 5, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +30K $0.00 30K May 5, 2022 Common Stock 30K $2.89 Direct F1
transaction CLNN Stock Options (Right to buy) Award $0 +5.43K $0.00 5.43K May 5, 2022 Common Stock 5.43K $2.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on May 5, 2022 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest in 12 equal installments of Common Stock on the 5th day of each calendar month, beginning June 5, 2022, until such shares are fully vested.
F2 This option was granted on May 5, 2022 as an option for 5,432 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $2.89 per share. The options vest immediately upon grant.