Laura Izurieta - May 2, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Risk Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Laura Izurieta
Stock symbol
SIVB
Transactions as of
May 2, 2022
Transactions value $
-$402,615
Form type
4
Date filed
5/4/2022, 09:38 PM
Previous filing
Feb 2, 2022
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +1.03K +20.53% 6.04K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +206 +3.41% 6.24K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +196 +3.14% 6.44K May 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +361 +5.61% 6.8K May 1, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$231K -464 -6.83% $497.67 6.33K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$44.3K -89 -1.41% $497.67 6.25K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$81.1K -163 -2.61% $497.67 6.08K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$46.3K -93 -1.53% $497.67 5.99K May 1, 2022 Direct F2
holding SIVB Common Stock 44 May 2, 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -196 -100% $0.00* 0 May 1, 2022 Common Stock 196 Direct F1, F4
transaction SIVB Restricted Stock Unit Options Exercise $0 -1.03K -100% $0.00* 0 May 1, 2022 Common Stock 1.03K Direct F1, F5
transaction SIVB Restricted Stock Unit Options Exercise $0 -206 -50.12% $0.00 205 May 1, 2022 Common Stock 206 Direct F1, F6
transaction SIVB Restricted Stock Unit Options Exercise $0 -361 -33.33% $0.00 722 May 1, 2022 Common Stock 361 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
F4 25%/4yr beginning on 01-May-2018.
F5 Restricted stock units are subject to cliff vest on May 1, 2022.
F6 25%/4yr beginning on 01-May-2019.
F7 25%/4yr beginning on 01-May-2020.