Laura Izurieta - 02 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Risk Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Laura Izurieta
Issuer symbol
N/A
Transactions as of
02 May 2022
Net transactions value
-$402,615
Form type
4
Filing time
04 May 2022, 21:38:45 UTC
Previous filing
02 Feb 2022
Next filing
05 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +1,028 +21% 6,035 01 May 2022 Direct F1
transaction SIVB Common Stock Options Exercise +206 +3.4% 6,241 01 May 2022 Direct F1
transaction SIVB Common Stock Options Exercise +196 +3.1% 6,437 01 May 2022 Direct F1
transaction SIVB Common Stock Options Exercise +361 +5.6% 6,798 01 May 2022 Direct F1
transaction SIVB Common Stock Tax liability $230,919 -464 -6.8% $497.67 6,334 01 May 2022 Direct F2
transaction SIVB Common Stock Tax liability $44,293 -89 -1.4% $497.67 6,245 01 May 2022 Direct F2
transaction SIVB Common Stock Tax liability $81,120 -163 -2.6% $497.67 6,082 01 May 2022 Direct F2
transaction SIVB Common Stock Tax liability $46,283 -93 -1.5% $497.67 5,989 01 May 2022 Direct F2
holding SIVB Common Stock 44 02 May 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -196 -100% $0.000000* 0 01 May 2022 Common Stock 196 Direct F1, F4
transaction SIVB Restricted Stock Unit Options Exercise $0 -1,028 -100% $0.000000* 0 01 May 2022 Common Stock 1,028 Direct F1, F5
transaction SIVB Restricted Stock Unit Options Exercise $0 -206 -50% $0.000000 205 01 May 2022 Common Stock 206 Direct F1, F6
transaction SIVB Restricted Stock Unit Options Exercise $0 -361 -33% $0.000000 722 01 May 2022 Common Stock 361 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
F4 25%/4yr beginning on 01-May-2018.
F5 Restricted stock units are subject to cliff vest on May 1, 2022.
F6 25%/4yr beginning on 01-May-2019.
F7 25%/4yr beginning on 01-May-2020.