Michelle Draper - May 2, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Marketing Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
May 2, 2022
Transactions value $
-$388,183
Form type
4
Date filed
5/4/2022, 09:13 PM
Previous filing
Mar 3, 2022
Next filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Gift $0 -134 -4.04% $0.00 3.18K Apr 1, 2022 Direct F1
transaction SIVB Common Stock Options Exercise +154 +4.84% 3.34K May 1, 2022 Direct F2
transaction SIVB Common Stock Options Exercise +135 +4.04% 3.47K May 1, 2022 Direct F2
transaction SIVB Common Stock Options Exercise +253 +7.28% 3.73K May 1, 2022 Direct F2
transaction SIVB Common Stock Tax liability -$38.3K -77 -2.07% $497.67 3.65K May 1, 2022 Direct F3
transaction SIVB Common Stock Tax liability -$33.3K -67 -1.84% $497.67 3.58K May 1, 2022 Direct F3
transaction SIVB Common Stock Tax liability -$254K -510 -14.24% $497.67 3.07K May 1, 2022 Direct F3
transaction SIVB Common Stock Tax liability -$62.7K -126 -4.1% $497.67 2.95K May 1, 2022 Direct F3
transaction SIVB Common Stock Options Exercise +1.03K +34.89% 3.97K May 1, 2022 Direct F2
holding SIVB Common Stock 143 May 2, 2022 By 401(k)/ESOP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -135 -100% $0.00* 0 May 1, 2022 Common Stock 135 Direct F2, F5
transaction SIVB Restricted Stock Unit Options Exercise $0 -1.03K -100% $0.00* 0 May 1, 2022 Common Stock 1.03K Direct F2, F6
transaction SIVB Restricted Stock Unit Options Exercise $0 -154 -50% $0.00 154 May 1, 2022 Common Stock 154 Direct F2, F7
transaction SIVB Restricted Stock Unit Options Exercise $0 -253 -33.38% $0.00 505 May 1, 2022 Common Stock 253 Direct F2, F8
transaction SIVB Performance Restricted Stock Unit Award $0 +1.75K $0.00 1.75K May 2, 2022 Common Stock 1.75K Direct F9, F10
transaction SIVB Restricted Stock Unit Award $0 +582 $0.00 582 May 2, 2022 Common Stock 582 Direct F2, F11
transaction SIVB Stock Option Award $0 +1.44K $0.00 1.44K May 2, 2022 Common Stock 1.44K $497.67 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Charitable donation of 134 shares by reporting person.
F10 Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025.
F11 Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
F12 Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F4 The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
F5 25%/4yr beginning on 01-May-2018.
F6 Restricted stock units are subject to cliff vest on May 1, 2022.
F7 25%/4yr beginning on 01-May-2019.
F8 25%/4yr beginning on 01-May-2020.
F9 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.