David Sutherland - May 2, 2022 Form 4 Insider Report for GATX CORP (GATX)

Role: Director
Signature: Lisa M. Ibarra, by Power of Attorney on behalf of David S. Sutherland
Stock symbol: GATX
Transactions as of: May 2, 2022
Transactions value $: $86,953
Form type: 4
Date filed: 5/4/2022, 05:32 PM
Previous filing: Apr 28, 2022
Next filing: Aug 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GATX	Common Stock	Award	$87K	+833	+1.07%	$104.39	78.6K	May 2, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the issuer's board of directors.
F2	Includes (a) 140 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan, (b) 142 shares acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, (c) that portion of the quarterly payment of the annual directors' fee (299 shares) credited to an account established for the reporting person under the Phantom Stock Plan, and (d) the annual retainer fee (251 shares) which the reporting person elected to defer in the form of phantom stock under the Deferred Fee Plan.

Content

Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the issuer's board of directors.

Includes (a) 140 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan, (b) 142 shares acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, (c) that portion of the quarterly payment of the annual directors' fee (299 shares) credited to an account established for the reporting person under the Phantom Stock Plan, and (d) the annual retainer fee (251 shares) which the reporting person elected to defer in the form of phantom stock under the Deferred Fee Plan.