Nelson Chai - 16 Apr 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Tammy Albarran by Power of Attorney for Nelson Chai
Issuer symbol
UBER
Transactions as of
16 Apr 2022
Net transactions value
-$75,818
Form type
4
Filing time
19 Apr 2022, 18:40:22 UTC
Previous filing
05 Apr 2022
Next filing
02 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3,457 +0.97% 361,424 16 Apr 2022 Direct F1
transaction UBER Common Stock Options Exercise +1,086 +0.3% 362,510 16 Apr 2022 Direct F1
transaction UBER Common Stock Tax liability $57,680 -1,765 -0.49% $32.68 360,745 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $18,137 -555 -0.15% $32.68 360,190 16 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3,457 -2.1% $0.000000 162,472 16 Apr 2022 Common Stock 3,457 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1,086 -2.8% $0.000000 38,017 16 Apr 2022 Common Stock 1,086 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2022.
F3 The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.