Francis J. Kramer - Mar 29, 2022 Form 4 Insider Report for II-VI INC (COHR)

Role
Director
Signature
/s/ Jeffrey W. Acre, Attorney-in-Fact
Stock symbol
COHR
Transactions as of
Mar 29, 2022
Transactions value $
-$1,257,844
Form type
4
Date filed
3/30/2022, 06:47 PM
Previous filing
Sep 7, 2021
Next filing
Aug 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COHR Common Stock Options Exercise $438K +22.6K +8.41% $19.37 291K Mar 29, 2022 Direct
transaction COHR Common Stock Sale -$1.7M -22.6K -7.76% $75.00 269K Mar 29, 2022 Direct F1, F2
holding COHR Common Stock 35K Mar 29, 2022 By GRAT F3
holding COHR Common Stock 285K Mar 29, 2022 By Spousal Limited Access Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COHR Stock Options (Right to buy) Options Exercise $0 -22.6K -24.88% $0.00 68.3K Mar 29, 2022 Common Stock 22.6K $19.37 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2021.
F2 Represents the weighted average of multiple sale transactions ranging in price from $75.00 to $75.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3 The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.