Tony West - Mar 16, 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Tammy Albarran by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Mar 16, 2022
Transactions value $
-$645,711
Form type
4
Date filed
3/18/2022, 09:55 PM
Previous filing
Mar 3, 2022
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4.67K +2.44% 196K Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +1.81K +0.92% 198K Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +14.6K +7.37% 212K Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +17.7K +8.34% 230K Mar 16, 2022 Direct F1
transaction UBER Common Stock Tax liability -$29.2K -896 -0.39% $32.61 229K Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$286K -8.77K -3.83% $32.61 220K Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$75.5K -2.32K -1.05% $32.61 218K Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$235K -7.22K -3.31% $32.61 211K Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$19.8K -607 -0.29% $32.61 210K Mar 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -17.7K -100% $0.00* 0 Mar 16, 2022 Common Stock 17.7K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -4% $0.00 43.3K Mar 16, 2022 Common Stock 1.81K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -4.67K -3.09% $0.00 147K Mar 16, 2022 Common Stock 4.67K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -14.6K -25% $0.00 43.7K Mar 16, 2022 Common Stock 14.6K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 Consists of 17,678 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary