Tony West - 16 Mar 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Tammy Albarran by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Mar 2022
Net transactions value
-$645,711
Form type
4
Filing time
18 Mar 2022, 21:55:23 UTC
Previous filing
03 Mar 2022
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4,670 +2.4% 195,697 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +0.92% 197,503 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +14,555 +7.4% 212,058 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +17,678 +8.3% 229,736 16 Mar 2022 Direct F1
transaction UBER Common Stock Tax liability $29,219 -896 -0.39% $32.61 228,840 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $285,827 -8,765 -3.8% $32.61 220,075 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $75,525 -2,316 -1.1% $32.61 217,759 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $235,346 -7,217 -3.3% $32.61 210,542 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $19,794 -607 -0.29% $32.61 209,935 16 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -17,678 -100% $0.000000* 0 16 Mar 2022 Common Stock 17,678 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -4% $0.000000 43,335 16 Mar 2022 Common Stock 1,806 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -3.1% $0.000000 146,630 16 Mar 2022 Common Stock 4,670 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -14,555 -25% $0.000000 43,665 16 Mar 2022 Common Stock 14,555 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 Consists of 17,678 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary