Nelson Chai - Mar 16, 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Tammy Albarran by Power of Attorney for Nelson Chai
Stock symbol
UBER
Transactions as of
Mar 16, 2022
Transactions value $
-$3,546,468
Form type
4
Date filed
3/18/2022, 09:54 PM
Previous filing
Mar 3, 2022
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +200K +78.03% 456K Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +13K +2.86% 469K Mar 16, 2022 Direct F1
transaction UBER Common Stock Tax liability -$3.33M -102K -21.75% $32.61 367K Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$217K -6.65K -1.81% $32.61 361K Mar 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -200K -100% $0.00* 0 Mar 16, 2022 Common Stock 200K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -13K -25% $0.00 39.1K Mar 16, 2022 Common Stock 13K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs vest on March 16, 2021 and 2/3 of the total RSUs vest on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.