Nelson Chai - 16 Mar 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Chief Financial Officer
Signature: /s/ Tammy Albarran by Power of Attorney for Nelson Chai
Issuer symbol: UBER
Transactions as of: 16 Mar 2022
Net transactions value: -$3,546,468
Form type: 4
Filing time: 18 Mar 2022, 21:54:33 UTC
Previous filing: 03 Mar 2022
Next filing: 05 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+200,000	+78%		456,307	16 Mar 2022	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+13,034	+2.9%		469,341	16 Mar 2022	Direct	F1
transaction	UBER	Common Stock	Tax liability	$3,329,481	-102,100	-22%	$32.61	367,241	16 Mar 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	$216,987	-6,654	-1.8%	$32.61	360,587	16 Mar 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-200,000	-100%	$0.000000^*	0	16 Mar 2022	Common Stock	200,000		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-13,034	-25%	$0.000000	39,103	16 Mar 2022	Common Stock	13,034		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3	The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs vest on March 16, 2021 and 2/3 of the total RSUs vest on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4	The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.