Jill Hazelbaker - 16 Mar 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Tammy Albarran by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Mar 2022
Net transactions value
-$514,455
Form type
4
Filing time
18 Mar 2022, 21:54:20 UTC
Previous filing
03 Mar 2022
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,862 +1.5% 188,334 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.3% 190,772 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +2.4% 195,442 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +20,377 +10% 215,819 16 Mar 2022 Direct F1
transaction UBER Common Stock Tax liability $46,274 -1,419 -0.66% $32.61 214,400 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $39,425 -1,209 -0.56% $32.61 213,191 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $75,525 -2,316 -1.1% $32.61 210,875 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $329,459 -10,103 -4.8% $32.61 200,772 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $23,773 -729 -0.36% $32.61 200,043 16 Mar 2022 Direct F2
holding UBER Common Stock 2,081 16 Mar 2022 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,862 -5.9% $0.000000 45,798 16 Mar 2022 Common Stock 2,862 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -4% $0.000000 58,502 16 Mar 2022 Common Stock 2,438 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -3.4% $0.000000 130,753 16 Mar 2022 Common Stock 4,670 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -20,377 -25% $0.000000 61,131 16 Mar 2022 Common Stock 20,377 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs