Nikki Krishnamurthy - Mar 16, 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: SVP and Chief People Officer
Signature: /s/ Tammy Albarran by Power of Attorney for Nikki Krishnamurthy
Stock symbol: UBER
Transactions as of: Mar 16, 2022
Transactions value $: -$686,180
Form type: 4
Date filed: 3/18/2022, 09:54 PM
Previous filing: Mar 3, 2022
Next filing: Apr 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+21.2K	+16.64%		149K	Mar 16, 2022	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+1.81K	+1.21%		150K	Mar 16, 2022	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+27.7K	+18.38%		178K	Mar 16, 2022	Direct	F1
transaction	UBER	Common Stock	Tax liability	-$298K	-9.12K	-5.12%	$32.61	169K	Mar 16, 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$10.3K	-317	-0.19%	$32.61	169K	Mar 16, 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$23.4K	-719	-0.43%	$32.61	168K	Mar 16, 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	-$355K	-10.9K	-6.48%	$32.61	157K	Mar 16, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-21.2K	-100%	$0.00^*	0	Mar 16, 2022	Common Stock	21.2K		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1.81K	-4%	$0.00	43.3K	Mar 16, 2022	Common Stock	1.81K		Direct	F1, F4
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-27.7K	-25%	$0.00	83K	Mar 16, 2022	Common Stock	27.7K		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3	Consists of 21,213 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4	The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5	The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2022 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.