Dara Khosrowshahi - Mar 16, 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Executive Officer, Director
Signature
/s/ Tammy Albarran by Power of Attorney for Dara Khosrowshahi
Stock symbol
UBER
Transactions as of
Mar 16, 2022
Transactions value $
-$3,171,812
Form type
4
Date filed
3/18/2022, 09:53 PM
Previous filing
Mar 3, 2022
Next filing
Mar 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +88.4K +7.19% 1.32M Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +40.6K +3.42% 1.23M Mar 16, 2022 Direct F1
transaction UBER Common Stock Options Exercise +30.4K +2.62% 1.19M Mar 16, 2022 Direct F1
transaction UBER Common Stock Tax liability -$594K -18.2K -1.4% $32.61 1.28M Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$492K -15.1K -1.14% $32.61 1.3M Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$657K -20.1K -1.57% $32.61 1.26M Mar 16, 2022 Direct F2
transaction UBER Common Stock Tax liability -$1.43M -43.8K -3.46% $32.61 1.22M Mar 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -88.4K -100% $0.00* 0 Mar 16, 2022 Common Stock 88.4K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -40.6K -52.51% $0.00 36.7K Mar 16, 2022 Common Stock 40.6K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -30.4K -25% $0.00 91.2K Mar 16, 2022 Common Stock 30.4K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 Consists of 88,386 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition were satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 121,654 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2022 and 1/4 of the total RUSs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.