Dara Khosrowshahi - 16 Mar 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Chief Executive Officer, Director
Signature: /s/ Tammy Albarran by Power of Attorney for Dara Khosrowshahi
Issuer symbol: UBER
Transactions as of: 16 Mar 2022
Net transactions value: -$3,171,812
Form type: 4
Filing time: 18 Mar 2022, 21:53:58 UTC
Previous filing: 03 Mar 2022
Next filing: 30 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+88,386	+7.2%		1,318,233	16 Mar 2022	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+40,626	+3.4%		1,229,847	16 Mar 2022	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+30,414	+2.6%		1,189,221	16 Mar 2022	Direct	F1
transaction	UBER	Common Stock	Tax liability	$594,154	-18,220	-1.4%	$32.61	1,284,933	16 Mar 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	$491,759	-15,080	-1.1%	$32.61	1,303,153	16 Mar 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	$656,863	-20,143	-1.6%	$32.61	1,264,790	16 Mar 2022	Direct	F2
transaction	UBER	Common Stock	Tax liability	$1,429,035	-43,822	-3.5%	$32.61	1,220,968	16 Mar 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-88,386	-100%	$0.000000^*	0	16 Mar 2022	Common Stock	88,386		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-40,626	-53%	$0.000000	36,747	16 Mar 2022	Common Stock	40,626		Direct	F1, F4
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-30,414	-25%	$0.000000	91,240	16 Mar 2022	Common Stock	30,414		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3	Consists of 88,386 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition were satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4	The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5	The reporting person was granted 121,654 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2022 and 1/4 of the total RUSs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.