James Malcolm Seward - Mar 15, 2022 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
SVP, R&D, Tech & Sustain.
Signature
/s/ N. Elizabeth Campbell, Attorney-in-Fact
Stock symbol
LYB
Transactions as of
Mar 15, 2022
Transactions value $
-$52,736
Form type
4
Date filed
3/17/2022, 04:35 PM
Previous filing
Feb 25, 2022
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $227K +2.73K +16.83% $83.35 18.9K Mar 15, 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $30.8K +424 +2.24% $72.60 19.4K Mar 15, 2022 Direct F1
transaction LYB Class A Ordinary Shares Options Exercise $105K +1.19K +6.14% $88.50 20.5K Mar 15, 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale -$38.2K -371 -1.81% $103.03 20.2K Mar 15, 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale -$117K -1.13K -5.62% $103.03 19K Mar 15, 2022 Direct F1
transaction LYB Class A Ordinary Shares Sale -$261K -2.53K -13.3% $103.03 16.5K Mar 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -1.19K -100% $0.00* 0 Mar 15, 2022 Class A Ordinary Shares 1.19K $88.50 Direct F2
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -2.73K -50% $0.00 2.73K Mar 15, 2022 Class A Ordinary Shares 2.73K $83.35 Direct F3
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -424 -50% $0.00 424 Mar 15, 2022 Class A Ordinary Shares 424 $72.60 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.
F2 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 794 vested on February 21, 2020, 792 vested on February 21, 2021 and 792 vested on February 21, 2022.
F3 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,728 vested on February 20, 2021, 2,728 vested on February 20, 2022 and 2,728 vest on February 20, 2023.
F4 Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 424 vested on August 15, 2020, 424 vested on August 15, 2021 and 424 vest on August 15, 2022.