Adam Christopher Ellis - Mar 14, 2022 Form 4 Insider Report for Zumiez Inc (ZUMZ)

Role
President International
Signature
Chris K. Visser, Attorney-in-Fact
Stock symbol
ZUMZ
Transactions as of
Mar 14, 2022
Transactions value $
-$13,683
Form type
4
Date filed
3/16/2022, 11:26 AM
Previous filing
Dec 28, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUMZ Common Stock Tax liability -$13.7K -333 -2.17% $41.09 15K Mar 15, 2022 Direct F1
transaction ZUMZ Common Stock Options Exercise +1.1K +7.34% 16.2K Mar 15, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUMZ Restricted Stock Units Award $0 +4.45K +57.38% $0.00 12.2K Mar 14, 2022 Common Stock 4.45K Direct F2, F3
transaction ZUMZ Stock Option (Right to Buy) Award $0 +9.06K $0.00 9.06K Mar 14, 2022 Common Stock 9.06K $40.46 Direct F4
transaction ZUMZ Restricted Stock Units Options Exercise $0 -1.1K -9.05% $0.00 11.1K Mar 15, 2022 Common Stock 1.1K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 The shares acquired represent a grant of restricted stock units that will vest over 3 years.
F4 Options subject to this grant vest over a 4-year period in equal annual installments.