Adam Christopher Ellis - 14 Mar 2022 Form 4 Insider Report for Zumiez Inc (ZUMZ)

Role
President International
Signature
Chris K. Visser, Attorney-in-Fact
Issuer symbol
ZUMZ
Transactions as of
14 Mar 2022
Net transactions value
-$13,683
Form type
4
Filing time
16 Mar 2022, 11:26:59 UTC
Previous filing
28 Dec 2021
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUMZ Common Stock Tax liability $13,683 -333 -2.2% $41.09 15,047 15 Mar 2022 Direct F1
transaction ZUMZ Common Stock Options Exercise +1,104 +7.3% 16,151 15 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUMZ Restricted Stock Units Award $0 +4,448 +57% $0.000000 12,200 14 Mar 2022 Common Stock 4,448 Direct F2, F3
transaction ZUMZ Stock Option (Right to Buy) Award $0 +9,058 $0.000000 9,058 14 Mar 2022 Common Stock 9,058 $40.46 Direct F4
transaction ZUMZ Restricted Stock Units Options Exercise $0 -1,104 -9% $0.000000 11,096 15 Mar 2022 Common Stock 1,104 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 The shares acquired represent a grant of restricted stock units that will vest over 3 years.
F4 Options subject to this grant vest over a 4-year period in equal annual installments.