Glen Ceremony - 16 Feb 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Feb 2022
Net transactions value
-$58,089
Form type
4
Filing time
18 Feb 2022, 20:36:21 UTC
Previous filing
19 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +650 +0.58% 112,835 16 Feb 2022 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.51% 113,414 16 Feb 2022 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.64% 114,136 16 Feb 2022 Direct F1
transaction UBER Common Stock Tax liability $8,230 -225 -0.2% $36.58 113,911 16 Feb 2022 Direct F2
transaction UBER Common Stock Tax liability $7,353 -201 -0.18% $36.58 113,710 16 Feb 2022 Direct F2
transaction UBER Common Stock Tax liability $9,145 -250 -0.22% $36.58 113,460 16 Feb 2022 Direct F2
transaction UBER Common Stock Tax liability $878 -24 -0.02% $36.58 113,436 16 Feb 2022 Direct F2
transaction UBER Common Stock Tax liability $32,483 -888 -0.78% $36.58 112,548 16 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -650 -3.8% $0.000000 16,251 16 Feb 2022 Common Stock 650 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.6% $0.000000 21,434 16 Feb 2022 Common Stock 579 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.6% $0.000000 27,431 16 Feb 2022 Common Stock 722 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.
F3 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller