Kirk W. Walters - Feb 17, 2022 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role
Sr Executive Vice President, Director
Signature
/s/ Kirk W. Walters
Stock symbol
PBCT
Transactions as of
Feb 17, 2022
Transactions value $
$0
Form type
4
Date filed
2/18/2022, 10:40 AM
Previous filing
Nov 26, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Award $0 +19.7K +43.77% $0.00 64.7K Feb 17, 2022 Direct F1, F2
holding PBCT Common Stock 264K Feb 17, 2022 Gus & Bonnie, LLC
holding PBCT Common Stock 44.9K Feb 17, 2022 Lacey & Sadie, LLC
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 40K Feb 17, 2022 Gus & Bonnie, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Award $0 +27.5K $0.00 27.5K Feb 17, 2022 Common Stock 27.5K $20.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2 Includes 9,228 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements.
F3 Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).