Kirk W. Walters - 17 Feb 2022 Form 4 Insider Report for People's United Financial, Inc.

Role
Sr Executive Vice President, Director
Signature
/s/ Kirk W. Walters
Issuer symbol
N/A
Transactions as of
17 Feb 2022
Net transactions value
$0
Form type
4
Filing time
18 Feb 2022, 10:40:59 UTC
Previous filing
26 Nov 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Award $0 +19,697 +44% $0.000000 64,698 17 Feb 2022 Direct F1, F2
holding PBCT Common Stock 263,542 17 Feb 2022 Gus & Bonnie, LLC
holding PBCT Common Stock 44,867 17 Feb 2022 Lacey & Sadie, LLC
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 40,000 17 Feb 2022 Gus & Bonnie, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Award $0 +27,453 $0.000000 27,453 17 Feb 2022 Common Stock 27,453 $20.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2 Includes 9,228 shares owned indirectly through the People's United Bank 401(k) Plan (including 89 shares acquired through dividend reinvestment) and 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements.
F3 Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).