John P. Barnes - Feb 17, 2022 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role: Chairman and CEO, Director
Signature: /s/ John P. Barnes
Stock symbol: PBCT
Transactions as of: Feb 17, 2022
Transactions value $: $0
Form type: 4
Date filed: 2/18/2022, 10:38 AM
Next filing: Mar 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PBCT	Common Stock	Award	$0	+112K	+94.08%	$0.00	230K	Feb 17, 2022	Direct	F1, F2
holding	PBCT	Common Stock						618K	Feb 17, 2022	John P. Barnes Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PBCT	Employee Option to Buy	Award	$0	+155K		$0.00	155K	Feb 17, 2022	Common Stock	155K	$20.93	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2	Includes 4,837 shares owned indirectly through the People's United Bank 401(k) Plan (including 47 shares acquired through dividend reinvestment) and 5,928 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 57 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statements.
F3	Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).