Daniel G. Roberts - Feb 15, 2022 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role
Executive Vice President
Signature
/s/ Daniel G. Roberts
Stock symbol
PBCT
Transactions as of
Feb 15, 2022
Transactions value $
-$197,170
Form type
4
Date filed
2/17/2022, 09:09 AM
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $34.7K +3.01K +7.28% $11.53 44.3K Feb 15, 2022 Direct
transaction PBCT Common Stock Options Exercise $540K +38.9K +87.71% $13.90 83.2K Feb 15, 2022 Direct
transaction PBCT Common Stock Options Exercise $634K +42.7K +51.33% $14.85 126K Feb 15, 2022 Direct
transaction PBCT Common Stock Options Exercise $365K +25K +19.89% $14.57 151K Feb 15, 2022 Direct
transaction PBCT Common Stock Options Exercise $180K +11.1K +7.34% $16.22 162K Feb 15, 2022 Direct
transaction PBCT Common Stock Tax liability -$1.95M -92.6K -57.15% $21.07 69.4K Feb 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -3.01K -100% $0.00* 0 Feb 15, 2022 Common Stock 3.01K $11.53 Direct F2
transaction PBCT Employee Option to Buy Options Exercise $0 -38.9K -100% $0.00* 0 Feb 15, 2022 Common Stock 38.9K $13.90 Direct F3
transaction PBCT Employee Option to Buy Options Exercise $0 -42.7K -100% $0.00* 0 Feb 15, 2022 Common Stock 42.7K $14.85 Direct F4
transaction PBCT Employee Option to Buy Options Exercise $0 -25K -100% $0.00* 0 Feb 15, 2022 Common Stock 25K $14.57 Direct F5
transaction PBCT Employee Option to Buy Options Exercise $0 -11.1K -33.33% $0.00 22.2K Feb 15, 2022 Common Stock 11.1K $16.22 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,417 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 23 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statement.
F2 Exercisable in annual increments on 11/15/2014 (50%); 11/15/2015 (25%); and 11/15/2016 (25%).
F3 Exercisable in annual increments on 3/1/2015 (33 1/3); 3/1/2016 (33 1/3); and 3/1/2017 (33 1/3).
F4 Exercisable in annual increments on 3/1/2016 (33 1/3); 3/1/2017 (33 1/3); and 3/1/2018 (33 1/3.
F5 Exercisable in annual increments on 3/1/2017 (33 1/3); 3/1/2018 (33 1/3); and 3/1/2019 (33 1/3).
F6 Exercisable in annual increments on 3/1/2021 (33 1/3); 3/1/2022 (33 1/3); and 3/1/2023 (33 1/3).