Daniel G. Roberts - 15 Feb 2022 Form 4 Insider Report for People's United Financial, Inc.

Role
Executive Vice President
Signature
/s/ Daniel G. Roberts
Issuer symbol
N/A
Transactions as of
15 Feb 2022
Net transactions value
-$197,170
Form type
4
Filing time
17 Feb 2022, 09:09:24 UTC
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $34,675 +3,008 +7.3% $11.53 44,312 15 Feb 2022 Direct
transaction PBCT Common Stock Options Exercise $540,362 +38,868 +88% $13.90 83,180 15 Feb 2022 Direct
transaction PBCT Common Stock Options Exercise $634,006 +42,694 +51% $14.85 125,874 15 Feb 2022 Direct
transaction PBCT Common Stock Options Exercise $364,577 +25,031 +20% $14.56 150,905 15 Feb 2022 Direct
transaction PBCT Common Stock Options Exercise $179,597 +11,076 +7.3% $16.22 161,981 15 Feb 2022 Direct
transaction PBCT Common Stock Tax liability $1,950,387 -92,567 -57% $21.07 69,414 15 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -3,008 -100% $0.000000* 0 15 Feb 2022 Common Stock 3,008 $11.53 Direct F2
transaction PBCT Employee Option to Buy Options Exercise $0 -38,868 -100% $0.000000* 0 15 Feb 2022 Common Stock 38,868 $13.90 Direct F3
transaction PBCT Employee Option to Buy Options Exercise $0 -42,694 -100% $0.000000* 0 15 Feb 2022 Common Stock 42,694 $14.85 Direct F4
transaction PBCT Employee Option to Buy Options Exercise $0 -25,031 -100% $0.000000* 0 15 Feb 2022 Common Stock 25,031 $14.56 Direct F5
transaction PBCT Employee Option to Buy Options Exercise $0 -11,076 -33% $0.000000 22,152 15 Feb 2022 Common Stock 11,076 $16.22 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,417 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 23 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statement.
F2 Exercisable in annual increments on 11/15/2014 (50%); 11/15/2015 (25%); and 11/15/2016 (25%).
F3 Exercisable in annual increments on 3/1/2015 (33 1/3); 3/1/2016 (33 1/3); and 3/1/2017 (33 1/3).
F4 Exercisable in annual increments on 3/1/2016 (33 1/3); 3/1/2017 (33 1/3); and 3/1/2018 (33 1/3.
F5 Exercisable in annual increments on 3/1/2017 (33 1/3); 3/1/2018 (33 1/3); and 3/1/2019 (33 1/3).
F6 Exercisable in annual increments on 3/1/2021 (33 1/3); 3/1/2022 (33 1/3); and 3/1/2023 (33 1/3).