Stacey Giamalis - 10 Feb 2022 Form 4 Insider Report for PagerDuty, Inc. (PD)

Role
Senior VP, Legal and GC
Signature
Stacey Giamalis
Issuer symbol
PD
Transactions as of
10 Feb 2022
Net transactions value
-$58,290
Form type
4
Filing time
14 Feb 2022, 20:27:26 UTC
Previous filing
04 Jan 2022
Next filing
25 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PD Common Stock Options Exercise $11,144 +1,900 +1.5% $5.86 126,950 10 Feb 2022 Direct F1
transaction PD Common Stock Sale $66,520 -1,900 -1.5% $35.01 125,050 10 Feb 2022 Direct F1, F2, F3
transaction PD Common Stock Options Exercise $586 +100 +0.08% $5.86 125,150 11 Feb 2022 Direct F1
transaction PD Common Stock Sale $3,500 -100 -0.08% $35.00 125,050 11 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PD Stock Option (Right to Buy) Options Exercise $0 -1,900 -0.88% $0.000000 213,344 10 Feb 2022 Common Stock 1,900 $5.86 Direct F4
transaction PD Stock Option (Right to Buy) Options Exercise $0 -100 -0.05% $0.000000 213,244 11 Feb 2022 Common Stock 100 $5.86 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares represent restricted stock units.
F2 The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months.