| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LYB | Class A Ordinary Shares | Purchase | $39,921 | +455 | +0.96% | $87.65* | 48,125 | 31 Mar 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $42,396 | +498 | +1% | $85.09* | 48,623 | 17 Jun 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $42,921 | +504 | +1% | $85.13* | 49,127 | 11 Sep 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $43,446 | +467 | +0.95% | $93.12 | 49,594 | 09 Dec 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $43,939 | +681 | +1.4% | $64.49 | 50,275 | 09 Mar 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $44,657 | +704 | +1.4% | $63.47 | 50,979 | 15 Jun 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $45,394 | +639 | +1.3% | $71.07 | 51,618 | 05 Sep 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $46,061 | +518 | +1% | $88.98 | 52,135 | 04 Dec 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $46,608 | +430 | +0.82% | $108.43 | 52,565 | 15 Mar 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Sale | $2,771,000 | -25,000 | -48% | $110.84 | 27,565 | 12 May 2021 | Direct | F1, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22,394 | +204 | +0.74% | $109.94 | 27,769 | 14 Jun 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22,624 | +238 | +0.86% | $95.03 | 28,007 | 04 Sep 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22,892 | +257 | +0.92% | $88.99 | 28,264 | 06 Dec 2021 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. |
| F2 | Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. |
| F3 | Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |