| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LYB | Class A Ordinary Shares | Purchase | $39.9K | +455 | +0.96% | $87.65* | 48.1K | Mar 31, 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $42.4K | +498 | +1.04% | $85.09* | 48.6K | Jun 17, 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $42.9K | +504 | +1.04% | $85.13* | 49.1K | Sep 11, 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $43.4K | +467 | +0.95% | $93.12 | 49.6K | Dec 9, 2019 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $43.9K | +681 | +1.37% | $64.49 | 50.3K | Mar 9, 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $44.7K | +704 | +1.4% | $63.47 | 51K | Jun 15, 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $45.4K | +639 | +1.25% | $71.07 | 51.6K | Sep 5, 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $46.1K | +518 | +1% | $88.98 | 52.1K | Dec 4, 2020 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $46.6K | +430 | +0.82% | $108.43 | 52.6K | Mar 15, 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Sale | -$2.77M | -25K | -47.56% | $110.84 | 27.6K | May 12, 2021 | Direct | F1, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22.4K | +204 | +0.74% | $109.94 | 27.8K | Jun 14, 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22.6K | +238 | +0.86% | $95.03 | 28K | Sep 4, 2021 | Direct | F1, F2, F3 |
| transaction | LYB | Class A Ordinary Shares | Purchase | $22.9K | +257 | +0.92% | $88.99 | 28.3K | Dec 6, 2021 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. |
| F2 | Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. |
| F3 | Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |