Jeffrey J. Tengel - 03 Feb 2022 Form 4 Insider Report for People's United Financial, Inc.

Role
President
Signature
/s/ Jeffrey J. Tengel
Issuer symbol
N/A
Transactions as of
03 Feb 2022
Net transactions value
-$1,524,017
Form type
4
Filing time
04 Feb 2022, 10:25:19 UTC
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $2,833,083 +190,780 +102% $14.85 377,157 03 Feb 2022 Direct
transaction PBCT Common Stock Sale $3,773,781 -190,780 -51% $19.78 186,377 03 Feb 2022 Direct
transaction PBCT Common Stock Options Exercise $1,629,154 +111,854 +60% $14.56 298,231 03 Feb 2022 Direct
transaction PBCT Common Stock Sale $2,212,472 -111,854 -38% $19.78 186,377 03 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -190,780 -100% $0.000000* 0 03 Feb 2022 Common Stock 190,780 $14.85 Direct F2
transaction PBCT Employee Option to Buy Options Exercise $0 -111,854 -100% $0.000000* 0 03 Feb 2022 Common Stock 111,854 $14.56 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/2021 Plan statement.
F2 Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%).
F3 Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).