Jeffrey J. Tengel - Feb 3, 2022 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role
President
Signature
/s/ Jeffrey J. Tengel
Stock symbol
PBCT
Transactions as of
Feb 3, 2022
Transactions value $
-$1,524,017
Form type
4
Date filed
2/4/2022, 10:25 AM
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $2.83M +191K +102.36% $14.85 377K Feb 3, 2022 Direct
transaction PBCT Common Stock Sale -$3.77M -191K -50.58% $19.78 186K Feb 3, 2022 Direct
transaction PBCT Common Stock Options Exercise $1.63M +112K +60.01% $14.57 298K Feb 3, 2022 Direct
transaction PBCT Common Stock Sale -$2.21M -112K -37.51% $19.78 186K Feb 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -191K -100% $0.00* 0 Feb 3, 2022 Common Stock 191K $14.85 Direct F2
transaction PBCT Employee Option to Buy Options Exercise $0 -112K -100% $0.00* 0 Feb 3, 2022 Common Stock 112K $14.57 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/2021 Plan statement.
F2 Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%).
F3 Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).