Daniel Beck - Jan 19, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Financial Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Daniel Beck
Stock symbol
SIVB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4
Date filed
1/21/2022, 05:30 PM
Previous filing
Dec 3, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +3.09K +80.89% 6.9K Jan 19, 2022 Direct F1, F2
transaction SIVB Common Stock Award +2.96K +42.93% 9.86K Jan 19, 2022 Direct F1, F2
holding SIVB Common Stock 29 Jan 19, 2022 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -3.09K -100% $0.00* 0 Jan 19, 2022 Common Stock 3.09K Direct F1, F2
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -2.96K -100% $0.00* 0 Jan 19, 2022 Common Stock 2.96K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2021.