James Engelhart - 06 Jan 2022 Form 4 Insider Report for Biohaven Pharmaceutical Holding Co Ltd.

Role
Strategic Advisor
Signature
/s/ James Engelhart
Issuer symbol
N/A
Transactions as of
06 Jan 2022
Net transactions value
-$354,578
Form type
4
Filing time
07 Jan 2022, 20:17:28 UTC
Previous filing
10 Dec 2021
Next filing
03 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHVN Common Shares Options Exercise $0 +3,750 +33% $0.000000 15,234 06 Jan 2022 Direct F1
transaction BHVN Common Shares Tax liability $189,754 -1,532 -10% $123.86* 13,702 06 Jan 2022 Direct F2
transaction BHVN Common Shares Options Exercise $0 +3,250 +24% $0.000000 16,952 07 Jan 2022 Direct
transaction BHVN Common Shares Tax liability $164,825 -1,279 -7.5% $128.87* 15,673 07 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3,750 -33% $0.000000 7,500 06 Jan 2022 Common Shares 3,750 Direct F3, F4, F5
transaction BHVN Employee Stock Option (Right to Buy) Award $0 +26,000 $0.000000 26,000 07 Jan 2022 Common Shares 26,000 $128.87 Direct F6
transaction BHVN Restricted Share Unit Award Award $0 +13,000 $0.000000 13,000 07 Jan 2022 Common Shares 13,000 Direct F3, F5, F7
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3,250 -25% $0.000000 9,750 07 Jan 2022 Common Shares 3,250 Direct F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This balance includes 288 shares that were acquired through the Biohaven Employee Share Purchase Plan on May 31, 2021.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted share units.
F3 Each restricted share unit represents the contingent right to receive one common share of the Issuer.
F4 The reporting person was granted 15,000 restricted share units on January 6, 2021, vesting in four equal installments on January 6, 2021, 2022, 2023 and 2024, subject to the reporting person's continued service with the Issuer at each vesting date.
F5 Not applicable.
F6 The shares underlying this option vest in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service with the Issuer at each vesting date.
F7 The reporting person was granted 13,000 restricted share units on January 7, 2022, vesting in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continued service with the Issuer at each vesting date.