James Engelhart - Jan 6, 2022 Form 4 Insider Report for Biohaven Pharmaceutical Holding Co Ltd. (BHVN)

Role
Strategic Advisor
Signature
/s/ James Engelhart
Stock symbol
BHVN
Transactions as of
Jan 6, 2022
Transactions value $
-$354,578
Form type
4
Date filed
1/7/2022, 08:17 PM
Previous filing
Dec 10, 2021
Next filing
Oct 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHVN Common Shares Options Exercise $0 +3.75K +32.65% $0.00 15.2K Jan 6, 2022 Direct F1
transaction BHVN Common Shares Tax liability -$190K -1.53K -10.06% $123.86* 13.7K Jan 6, 2022 Direct F2
transaction BHVN Common Shares Options Exercise $0 +3.25K +23.72% $0.00 17K Jan 7, 2022 Direct
transaction BHVN Common Shares Tax liability -$165K -1.28K -7.54% $128.87* 15.7K Jan 7, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3.75K -33.33% $0.00 7.5K Jan 6, 2022 Common Shares 3.75K Direct F3, F4, F5
transaction BHVN Employee Stock Option (Right to Buy) Award $0 +26K $0.00 26K Jan 7, 2022 Common Shares 26K $128.87 Direct F6
transaction BHVN Restricted Share Unit Award Award $0 +13K $0.00 13K Jan 7, 2022 Common Shares 13K Direct F3, F5, F7
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3.25K -25% $0.00 9.75K Jan 7, 2022 Common Shares 3.25K Direct F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This balance includes 288 shares that were acquired through the Biohaven Employee Share Purchase Plan on May 31, 2021.
F2 No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted share units.
F3 Each restricted share unit represents the contingent right to receive one common share of the Issuer.
F4 The reporting person was granted 15,000 restricted share units on January 6, 2021, vesting in four equal installments on January 6, 2021, 2022, 2023 and 2024, subject to the reporting person's continued service with the Issuer at each vesting date.
F5 Not applicable.
F6 The shares underlying this option vest in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service with the Issuer at each vesting date.
F7 The reporting person was granted 13,000 restricted share units on January 7, 2022, vesting in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continued service with the Issuer at each vesting date.