Elyse Stock - Jan 6, 2022 Form 4 Insider Report for Biohaven Pharmaceutical Holding Co Ltd. (BHVN)

Role
Chief Medical Officer
Signature
/s/ George Clark, Attorney-in-Fact
Stock symbol
BHVN
Transactions as of
Jan 6, 2022
Transactions value $
-$425,986
Form type
4
Date filed
1/7/2022, 08:17 PM
Previous filing
Dec 16, 2021
Next filing
Jan 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHVN Common Shares Options Exercise $0 +3.75K +50.22% $0.00 11.2K Jan 6, 2022 Direct
transaction BHVN Common Shares Tax liability -$228K -1.84K -16.39% $123.86* 9.38K Jan 6, 2022 Direct F1
transaction BHVN Common Shares Options Exercise $0 +1.25K +57.16% $0.00 3.44K Jan 6, 2022 By Spouse
transaction BHVN Common Shares Options Exercise $0 +3.25K +34.65% $0.00 12.6K Jan 7, 2022 Direct
transaction BHVN Common Shares Tax liability -$198K -1.54K -12.19% $128.87* 11.1K Jan 7, 2022 Direct F1
transaction BHVN Common Shares Options Exercise $0 +1K +29.1% $0.00 4.44K Jan 7, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3.75K -33.33% $0.00 7.5K Jan 6, 2022 Common Shares 3.75K Direct F2, F3, F4
transaction BHVN Restricted Share Unit Award Options Exercise $0 -1.25K -33.33% $0.00 2.5K Jan 6, 2022 Common Shares 1.25K By Spouse F2, F3, F4
transaction BHVN Employee Stock Option (right to buy) Options Exercise $0 +26K $0.00 26K Jan 7, 2022 Common Shares 26K $128.87 Direct F5
transaction BHVN Restricted Share Unit Award Award $0 +13K $0.00 13K Jan 7, 2022 Common Shares 13K Direct F2, F4, F6
transaction BHVN Restricted Share Unit Award Options Exercise $0 -3.25K -25% $0.00 9.75K Jan 7, 2022 Common Shares 3.25K Direct F2, F4, F6
transaction BHVN Restricted Share Unit Award Award $0 +4K $0.00 4K Jan 7, 2022 Common Shares 4K By Spouse F2, F4, F7
transaction BHVN Restricted Share Unit Award Options Exercise $0 -1K -25% $0.00 3K Jan 7, 2022 Common Shares 1K By Spouse F2, F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted share units.
F2 Each restricted share unit represents the contingent right to receive one common share of the Issuer.
F3 The reporting person was granted 15,000 restricted share units on January 6, 2021, vesting in four equal installments on January 6, 2021, 2022, 2023 and 2024, subject to the reporting person's continued service with the Issuer at each vesting date.
F4 Not applicable.
F5 The shares underlying this option vest in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service with the Issuer at each vesting date.
F6 The reporting person was granted 13,000 restricted share units on January 7, 2022, vesting in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continued service with the Issuer at each vesting date.
F7 The spouse of the reporting person was granted 4,000 restricted share units on January 7, 2022, vesting in four equal installments on January 7, 2022, 2023, 2024 and 2025, subject to the reporting person's continued service with the Issuer at each vesting date.

Remarks:

Exhibit List: Exhibit 24: Power of attorney