Thomas W. Rosamilia - Dec 31, 2021 Form 3 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Role
Senior Vice President
Signature
D. Glowienka on behalf of T. Rosamilia
Stock symbol
IBM
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
3
Date filed
1/4/2022, 05:05 PM
Previous filing
Dec 8, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IBM Common Stock 17.8K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IBM Rst. Stock Unit Dec 31, 2021 Common Stock 3.11K $0.00 Direct F1
holding IBM Rst. Stock Unit Dec 31, 2021 Common Stock 7.77K $0.00 Direct F2
holding IBM Rst. Stock Unit Dec 31, 2021 Common Stock 13.2K $0.00 Direct F3
holding IBM Rst. Stock Unit Dec 31, 2021 Common Stock 16.3K $0.00 Direct F4
holding IBM Phantom Stock Unit Dec 31, 2021 Common Stock 24.4K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 6/8/18, the reporting person was granted 12,032 RSUs, 3,008 of which vested on 6/8/19, 3,008 of which vested on 6/8/20, 3,008 of which vested on 6/8/21, and 3,008 of which will vest on 6/8/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F2 On 6/7/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 6/7/20, 3,761 of which vested on 6/7/21, 3,761 of which will vest on 6/7/22, and 3,763 of which will vest on 6/7/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F3 On 6/8/20, the reporting person was granted 17,048 RSUs, 4,262 which vested on 6/8/21, 4,262 of which will vest on 6/8/22, 4,262 of which will vest on 6/8/23, and 4,262 of which will vest on 6/8/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F4 On 6/8/21, the reporting person was granted 15,748 RSUs, 3,937 of which will vest on 6/8/22, 3,937 of which will vest on 6/8/23, 3,937 of which will vest on 6/8/24, and 3,937 of which will vest on 6/8/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F5 Phantom stock units acquired under the IBM Excess 401 (k) Plus Plan convert to the cash value of the company's common stock on a one-for-one basis, and distribution is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.