Bhavesh Patel V - 31 Dec 2021 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
Chief Executive Officer, Director
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
31 Dec 2021
Net transactions value
-$2,395,674
Form type
4
Filing time
04 Jan 2022, 16:00:47 UTC
Previous filing
10 Dec 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -966 -0.52% $0.000000 186,534 31 Dec 2021 Direct F1, F2
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -12,794 -6.9% $0.000000 173,740 31 Dec 2021 Direct F2, F3
transaction LYB Class A Ordinary Shares Disposed to Issuer $0 -21,713 -12% $0.000000 152,027 31 Dec 2021 Direct F2, F4
transaction LYB Class A Ordinary Shares Tax liability $1,227,305 -13,307 -8.8% $92.23 138,720 31 Dec 2021 Direct F5
transaction LYB Class A Ordinary Shares Tax liability $821,585 -8,908 -6.4% $92.23 129,812 31 Dec 2021 Direct F6
transaction LYB Class A Ordinary Shares Tax liability $346,785 -3,760 -2.9% $92.23 126,052 31 Dec 2021 Direct F7
holding LYB Class A Ordinary Shares 207,375 31 Dec 2021 By Family Trust F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Bhavesh Patel V is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.
F2 Price is not applicable.
F3 The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.
F4 The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.
F5 Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.
F6 Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.
F7 Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.
F8 Represents shares held by the reporting person's family trust.