McCormick Andrew C. - Dec 7, 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Kathryn L. Reilly, Assistant Corporate Secretary, as attorney in fact for McCormick Andrew C.
Stock symbol
TROW
Transactions as of
Dec 7, 2021
Transactions value $
$35,374
Form type
4
Date filed
12/9/2021, 02:39 PM
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Award $0 +7.35K +12.84% $0.00 64.6K Dec 7, 2021 Direct
transaction TROW Common Stock Award $35.4K +190 +0.29% $186.33 64.7K Dec 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +1.59K $0.00 1.59K Feb 23, 2012 Common Stock 1.59K $58.17 Direct F2, F3
transaction TROW Stock Option Award $0 +127 $0.00 127 Sep 6, 2012 Common Stock 127 $59.87 Direct F2, F4
transaction TROW Stock Option Award $0 +1.46K $0.00 1.46K Feb 21, 2013 Common Stock 1.46K $68.61 Direct F2, F5
transaction TROW Stock Option Award $0 +6.35K +435.99% $0.00 7.8K Feb 21, 2013 Common Stock 6.35K $68.61 Direct F2, F5
transaction TROW Stock Option Award $0 +7.81K $0.00 7.81K Sep 10, 2013 Common Stock 7.81K $69.21 Direct F2, F6
transaction TROW Stock Option Award $0 +6.5K $0.00 6.5K Feb 19, 2014 Common Stock 6.5K $76.75 Direct F2, F7
transaction TROW Stock Option Award $0 +1.3K +20.02% $0.00 7.8K Feb 19, 2014 Common Stock 1.3K $76.75 Direct F2, F7
transaction TROW Stock Option Award $0 +7.81K $0.00 7.81K Sep 9, 2014 Common Stock 7.81K $77.24 Direct F2, F8
transaction TROW Stock Option Award $0 +1.25K $0.00 1.25K Feb 19, 2015 Common Stock 1.25K $79.71 Direct F2, F9
transaction TROW Stock Option Award $0 +6.55K +522.49% $0.00 7.81K Feb 19, 2015 Common Stock 6.55K $79.71 Direct F2, F9
transaction TROW Stock Option Award $0 +7.62K $0.00 7.62K Sep 10, 2015 Common Stock 7.62K $69.84 Direct F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F10 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.
F4 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F5 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F6 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F7 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F8 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.
F9 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.