Thomson Andrew Justin Mackenzie - Dec 7, 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Kathryn L. Reilly, Assistant Corporate Secretary, as attorney in fact for Thomson, Andrew Justin Mackenzie
Stock symbol
TROW
Transactions as of
Dec 7, 2021
Transactions value $
$0
Form type
4
Date filed
12/9/2021, 02:38 PM
Previous filing
Jun 7, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Award $0 +6.98K +5.24% $0.00 140K Dec 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +11.9K $0.00 11.9K Feb 23, 2012 Common Stock 11.9K $58.17 Direct F2
transaction TROW Stock Option Award $0 +11.9K $0.00 11.9K Sep 6, 2012 Common Stock 11.9K $59.87 Direct F3
transaction TROW Stock Option Award $0 +12K $0.00 12K Feb 21, 2013 Common Stock 12K $68.61 Direct F4
transaction TROW Stock Option Award $0 +12K $0.00 12K Sep 10, 2013 Common Stock 12K $69.21 Direct F5
transaction TROW Stock Option Award $0 +12K $0.00 12K Feb 19, 2014 Common Stock 12K $76.75 Direct F6
transaction TROW Stock Option Award $0 +12K $0.00 12K Sep 9, 2014 Common Stock 12K $77.24 Direct F7
transaction TROW Stock Option Award $0 +13.5K $0.00 13.5K Feb 19, 2015 Common Stock 13.5K $79.71 Direct F8
transaction TROW Stock Option Award $0 +13.2K $0.00 13.2K Sep 10, 2015 Common Stock 13.2K $69.84 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 12/7/2021 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 9, 2022. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2025.
F2 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.
F3 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F4 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F5 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F6 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F7 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.
F8 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F9 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.