| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UNTY | Common Stock | Sale | -$57K | -2.19K | -3.16% | $26.04 | 67.1K | Dec 8, 2021 | Direct | F1, F2 |
| holding | UNTY | Common Stock | 40.1K | Dec 7, 2021 | Financial Planning Analysts | ||||||
| holding | UNTY | Common Stock | 255K | Dec 7, 2021 | Financial Planning Analysts Dispositive Shares | F3 | |||||
| holding | UNTY | Restricted Stock | 1.68K | Dec 7, 2021 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | UNTY | Stock Options (Right to buy) | 22.8K | Dec 7, 2021 | Common Stock | Direct | F5 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $26.00 USD to $26.22 USD, the price reported above reflects the weighted average sale price. |
| F2 | A total of 67,077 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 13,436 are held in street name, and 19,929 are held in an account at Shareworks. |
| F3 | Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power. |
| F4 | 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates. |
| F5 | 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. |
Total Beneficial Ownership: 377,719