Stephen Rooney - Dec 6, 2021 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Chief Credit Officer/1st SVP
Signature
Stephen F. Rooney, POA Laurie Cook, Chief Accounting Officer/SVP
Stock symbol
UNTY
Transactions as of
Dec 6, 2021
Transactions value $
-$2,781
Form type
4
Date filed
12/8/2021, 01:31 PM
Previous filing
Jan 25, 2023
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Tax liability -$2.78K -110 -4.92% $25.28 2.13K Dec 6, 2021 Direct F1, F2
holding UNTY Common Stock 7.95K Dec 6, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 29.3K Dec 6, 2021 Common Stock Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 110 shares were withheld @ $25.28 per share to cover tax liability on restricted stock vesting.
F2 2,125 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 7,951 shares are held in an account at Shareworks
F4 29,300 stock options were granted under various dates and vesting periods of which 21,968 are currently exercisable.

Remarks:

Total Beneficial Ownership: 32,044