Laura Izurieta - Dec 6, 2021 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Signature
/s/Desiree Combs, Attorney-in-Fact for Laura Izurieta
Stock symbol
SIVB
Transactions as of
Dec 6, 2021
Transactions value $
-$3,521,463
Form type
4
Date filed
12/8/2021, 12:17 PM
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $188K +617 +12.15% $305.46 5.7K Dec 6, 2021 Direct
transaction SIVB Common Stock Options Exercise $128K +718 +12.6% $178.39 6.42K Dec 6, 2021 Direct
transaction SIVB Common Stock Options Exercise $195K +1.05K +16.43% $184.86 7.47K Dec 6, 2021 Direct
transaction SIVB Common Stock Options Exercise $143K +573 +7.67% $250.43 8.04K Dec 6, 2021 Direct
transaction SIVB Common Stock Sale -$495K -718 -8.93% $688.94* 7.32K Dec 6, 2021 Direct
transaction SIVB Common Stock Sale -$726K -1.05K -14.39% $688.94* 6.27K Dec 6, 2021 Direct
transaction SIVB Common Stock Sale -$425K -617 -9.84% $688.94* 5.65K Dec 6, 2021 Direct
transaction SIVB Common Stock Sale -$2.14M -3.1K -54.84% $688.94* 2.55K Dec 6, 2021 Direct
transaction SIVB Common Stock Sale -$395K -573 -22.44% $688.94* 1.98K Dec 6, 2021 Direct
holding SIVB Common Stock 39 Dec 6, 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -617 -50% $0.00 617 Dec 6, 2021 Common Stock 617 $305.46 Direct F1
transaction SIVB Stock Option Options Exercise $0 -573 -33.37% $0.00 1.14K Dec 6, 2021 Common Stock 573 $250.43 Direct F2
transaction SIVB Stock Option Options Exercise $0 -1.05K -25% $0.00 3.16K Dec 6, 2021 Common Stock 1.05K $184.86 Direct F3
transaction SIVB Stock Option Options Exercise $0 -718 -100% $0.00* 0 Dec 6, 2021 Common Stock 718 $178.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2018
F2 25%/4yr beginning on 01-May-2019
F3 25%/4yr beginning on 01-May-2020
F4 25%/4yr beginning on 02-May-2017

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 4, 2021.