Laura Izurieta - 06 Dec 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Risk Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Laura Izurieta
Issuer symbol
N/A
Transactions as of
06 Dec 2021
Net transactions value
-$3,521,463
Form type
4
Filing time
08 Dec 2021, 12:17:50 UTC
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $188,469 +617 +12% $305.46 5,697 06 Dec 2021 Direct
transaction SIVB Common Stock Options Exercise $128,084 +718 +13% $178.39 6,415 06 Dec 2021 Direct
transaction SIVB Common Stock Options Exercise $194,842 +1,054 +16% $184.86 7,469 06 Dec 2021 Direct
transaction SIVB Common Stock Options Exercise $143,496 +573 +7.7% $250.43 8,042 06 Dec 2021 Direct
transaction SIVB Common Stock Sale $494,659 -718 -8.9% $688.94* 7,324 06 Dec 2021 Direct
transaction SIVB Common Stock Sale $726,143 -1,054 -14% $688.94* 6,270 06 Dec 2021 Direct
transaction SIVB Common Stock Sale $425,076 -617 -9.8% $688.94* 5,653 06 Dec 2021 Direct
transaction SIVB Common Stock Sale $2,135,714 -3,100 -55% $688.94* 2,553 06 Dec 2021 Direct
transaction SIVB Common Stock Sale $394,763 -573 -22% $688.94* 1,980 06 Dec 2021 Direct
holding SIVB Common Stock 39 06 Dec 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -617 -50% $0.000000 617 06 Dec 2021 Common Stock 617 $305.46 Direct F1
transaction SIVB Stock Option Options Exercise $0 -573 -33% $0.000000 1,144 06 Dec 2021 Common Stock 573 $250.43 Direct F2
transaction SIVB Stock Option Options Exercise $0 -1,054 -25% $0.000000 3,162 06 Dec 2021 Common Stock 1,054 $184.86 Direct F3
transaction SIVB Stock Option Options Exercise $0 -718 -100% $0.000000* 0 06 Dec 2021 Common Stock 718 $178.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 01-May-2018
F2 25%/4yr beginning on 01-May-2019
F3 25%/4yr beginning on 01-May-2020
F4 25%/4yr beginning on 02-May-2017

Remarks:

These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 4, 2021.