C. JAMES KOCH - 07 Dec 2021 Form 4 Insider Report for BOSTON BEER CO INC (SAM)

Role
Chairman, Director, 10%+ Owner
Signature
Michael G. Andrews under POA for the benefit of Koch C. James
Issuer symbol
SAM
Transactions as of
07 Dec 2021
Net transactions value
+$521,088
Form type
4
Filing time
07 Dec 2021, 15:00:49 UTC
Previous filing
15 Nov 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAM Class A Common Options Exercise $521,088 +4,800 +6.9% $108.56 74,658 07 Dec 2021 Direct F1
holding SAM Class A Common 77,627 07 Dec 2021 By Foundation managed by Reporting Person
holding SAM Class A Common 33,248 07 Dec 2021 By LLC managed by spouse
holding SAM Class A Common 23,486 07 Dec 2021 Custodian for children under UGTMA
holding SAM Class A Common 5,000 07 Dec 2021 By Trust as Trustee
holding SAM Class A Common 3,656 07 Dec 2021 By adult children. Reporting Person disclaims beneficial ownership
holding SAM Class A Common 2,532 07 Dec 2021 By spouse in trust for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SAM Stock Option (Right to Buy) Options Exercise $0 -4,800 -100% $0.000000* 0 07 Dec 2021 Class A Common 4,800 $108.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported include 212 shares of restricted stock subject to vesting conditions.
F2 The option vested in five annual installments: the first on March 1, 2013 and the final vesting on January 1, 2017.