Anshu Pasricha - 02 Dec 2021 Form 4 Insider Report for ASTEC INDUSTRIES INC (ASTE)

Signature
/s/ Anshu Pasricha
Issuer symbol
ASTE
Transactions as of
02 Dec 2021
Net transactions value
+$424
Form type
4
Filing time
06 Dec 2021, 16:30:49 UTC
Previous filing
22 Oct 2021
Next filing
12 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTE Common Stock Award $370 +6 +0.08% $61.74 7,415 02 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTE Phantom Stock Award $53.17 +1 +0.19% $62.92 448 02 Dec 2021 Common Stock 1 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalents earned on the 2021 RSU award.
F2 Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
F3 The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.