| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DBX | Class A Common Stock | Sale | -$27.6M | -1.04M | -10.03% | $26.67 | 9.3M | Nov 15, 2021 | Direct | F1, F2, F3 |
| holding | DBX | Class A Common Stock | 500K | Nov 15, 2021 | See footnote | F4 | |||||
| holding | DBX | Class A Common Stock | 717K | Nov 15, 2021 | See footnote | F5 |
| Id | Content |
|---|---|
| F1 | Represents shares that were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards previously reported. |
| F2 | This transaction was executed in multiple trades at prices ranging from $26.42 to $27.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions. |
| F4 | Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee. |
| F5 | The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which the Reporting Person serves as trustee. |