Lindsey Steven L. - 15 Nov 2021 Form 4 Insider Report for SPIRE INC (SR)

Role
Exec Vice President
Signature
/s/ Ellen Theroff, Attorney-in-Fact for Steven L. Lindsey
Issuer symbol
SR
Transactions as of
15 Nov 2021
Net transactions value
+$313,949
Form type
4
Filing time
17 Nov 2021, 08:31:31 UTC
Next filing
30 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SR Common Stock Disposed to Issuer $51,257 -816 -1.8% $62.82 43,861 15 Nov 2021 Direct F1
transaction SR Common Stock Award $205,970 +3,279 +7.5% $62.82 47,140 15 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $31,847 +507 +9.7% $62.82 5,710 15 Nov 2021 Common Stock 507 Direct F3
transaction SR Phantom Stock Award $31,847 +507 +8.9% $62.82 6,217 15 Nov 2021 Common Stock 507 Direct F4
transaction SR Phantom Stock Award $31,847 +507 +8.2% $62.82 6,724 15 Nov 2021 Common Stock 507 Direct F4, F5
transaction SR Phantom Stock Award $31,847 +507 +7.5% $62.82 7,231 15 Nov 2021 Common Stock 507 Direct F6
transaction SR Phantom Stock Award $31,847 +507 +7% $62.82 7,738 15 Nov 2021 Common Stock 507 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld for the payment of taxes incident to the vesting of 2,160 shares of time-vested restricted stock.
F2 Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F3 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F4 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F7 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.