Christopher C. Nelson - Nov 13, 2021 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Role
EVP & CIO
Signature
/s/ Christopher C. Nelson
Stock symbol
BECN
Transactions as of
Nov 13, 2021
Transactions value $
-$41,391
Form type
4
Date filed
11/16/2021, 07:48 PM
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BECN Common Stock, $0.01 par value Options Exercise $0 +2.29K +18.48% $0.00 14.7K Nov 13, 2021 Direct
transaction BECN Common Stock, $0.01 par value Tax liability -$41.4K -691 -4.7% $59.90 14K Nov 13, 2021 Direct
holding BECN Common Stock, $0.01 par value 1.11K Nov 13, 2021 By 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BECN Restricted Stock Units (RSUs) Options Exercise $0 -2.29K -100% $0.00* 0 Nov 13, 2021 Common Stock, $0.01 par value 2.29K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
F2 On November 13, 2018, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.