Steven P. Rasche - 15 Nov 2021 Form 4 Insider Report for SPIRE INC (SR)

Signature
/s/ Steven P. Rasche
Issuer symbol
SR
Transactions as of
15 Nov 2021
Net transactions value
+$397,619
Form type
4
Filing time
16 Nov 2021, 14:51:19 UTC
Next filing
30 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SR 5.90% Series A Cumulative Redeemable Perpet. Preferred Stock 7,797 15 Nov 2021 Direct
holding SR Common Stock 2,356 15 Nov 2021 Held By 401(K)
holding SR Common Stock 34,065 15 Nov 2021 Held in revocable trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $79,524 +1,266 +38% $62.82 4,622 15 Nov 2021 Common Stock 1 Direct F2
transaction SR Phantom Stock Award $79,524 +1,266 +27% $62.82 5,888 15 Nov 2021 Common Stock 1,266 Direct F3
transaction SR Phantom Stock Award $79,524 +1,266 +22% $62.82 7,154 15 Nov 2021 Common Stock 1,266 Direct F4
transaction SR Phantom Stock Award $79,524 +1,266 +18% $62.82 8,420 15 Nov 2021 Common Stock 1,266 Direct F5
transaction SR Phantom Stock Award $79,524 +1,266 +15% $62.82 9,686 15 Nov 2021 Common Stock 1,266 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in a revocable trust of which Mr. Rasche and his spouse are trustees.
F2 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2023 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F3 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F4 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.