Rasche Steven P - Nov 15, 2021 Form 4 Insider Report for SPIRE INC (SR)

Signature
/s/ Steven P. Rasche
Stock symbol
SR
Transactions as of
Nov 15, 2021
Transactions value $
$397,619
Form type
4
Date filed
11/16/2021, 02:51 PM
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SR 5.90% Series A Cumulative Redeemable Perpet. Preferred Stock 7.8K Nov 15, 2021 Direct
holding SR Common Stock 2.36K Nov 15, 2021 Held By 401(K)
holding SR Common Stock 34.1K Nov 15, 2021 Held in revocable trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $79.5K +1.27K +37.72% $62.82 4.62K Nov 15, 2021 Common Stock 1.27 Direct F2
transaction SR Phantom Stock Award $79.5K +1.27K +27.39% $62.82 5.89K Nov 15, 2021 Common Stock 1.27K Direct F3
transaction SR Phantom Stock Award $79.5K +1.27K +21.5% $62.82 7.15K Nov 15, 2021 Common Stock 1.27K Direct F4
transaction SR Phantom Stock Award $79.5K +1.27K +17.7% $62.82 8.42K Nov 15, 2021 Common Stock 1.27K Direct F5
transaction SR Phantom Stock Award $79.5K +1.27K +15.04% $62.82 9.69K Nov 15, 2021 Common Stock 1.27K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in a revocable trust of which Mr. Rasche and his spouse are trustees.
F2 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2023 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F3 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F4 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,266 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.