Collawn Patricia K - Nov 12, 2021 Form 4 Insider Report for PNM RESOURCES INC (PNM)

Role
CHAIRMAN, PRESIDENT AND CEO, Director
Signature
/s/ Angela L. Pino, POA for Patricia K. Collawn
Stock symbol
PNM
Transactions as of
Nov 12, 2021
Transactions value $
$0
Form type
4
Date filed
11/16/2021, 02:07 PM
Previous filing
Oct 5, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNM Phantom Stock Shares Award $0 +555 +0.66% $0.00 84.8K Nov 12, 2021 Common Stock 555 PNM Common Stock Fund - PNM Resources Executive Savings Plan II F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of November 12, 2021.
F3 The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.