Robert Glanzman - Nov 4, 2021 Form 4 Insider Report for Clene Inc. (CLNN)

Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Nov 4, 2021
Transactions value $
$0
Form type
4
Date filed
11/4/2021, 06:57 PM
Previous filing
Jul 1, 2021
Next filing
Feb 16, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +100K $0.00 100K Nov 4, 2021 Common Stock 100K $4.74 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on November 4, 2021 as an option for 100,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $4.74 per share. The options vest with respect to the first 25% of such shares on November 4, 2022 and then in 36 equal installments of Common Stock on the last day of each calendar month, beginning November 30, 2022, until such shares are fully vested