Randall D. Rogers - Nov 1, 2021 Form 4 Insider Report for Merchants Bancorp (MBIN)

Role
Vice Chairman, Director
Signature
/s/ Terry A. Oznick, attorney-in-fact
Stock symbol
MBIN
Transactions as of
Nov 1, 2021
Transactions value $
-$1,511,189
Form type
4
Date filed
11/3/2021, 04:34 PM
Previous filing
May 10, 2021
Next filing
Nov 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBIN Common Stock Sale -$356K -7.79K -6.81% $45.72 107K Nov 1, 2021 Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT
transaction MBIN Common Stock Sale -$448K -9.74K -8.98% $45.99 98.8K Nov 2, 2021 Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT F1
transaction MBIN Common Stock Sale -$707K -15K -15.19% $47.13 83.8K Nov 3, 2021 Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT F2
transaction MBIN Common Stock Award $0 +96.2 $0.00 96.2 Feb 3, 2021 By ESOP
holding MBIN Common Stock 430K Nov 1, 2021 Direct
holding MBIN Common Stock 582K Nov 1, 2021 Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010
holding MBIN Common Stock 582K Nov 1, 2021 Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011
holding MBIN Common Stock 582K Nov 1, 2021 Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011
holding MBIN Series C Depositary Shares 200K Nov 1, 2021 Direct
holding MBIN Series C Depositary Shares 22K Nov 1, 2021 Spouse is Trustee of The Mary Holliday Rogers 2019 CRAT
holding MBIN Series C Depositary Shares 20K Nov 1, 2021 Spouse is Trustee of The Mary Holliday Rogers Trust
holding MBIN Series C Depositary Shares 26K Nov 1, 2021 Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.50 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.40 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.