Harvey Anderson - 29 Oct 2021 Form 4 Insider Report for HP INC (HPQ)

Role
Chief Legal Officer & Sec
Signature
/s/ Rick Hansen as Attorney-in-Fact for Harvey Anderson
Issuer symbol
HPQ
Transactions as of
29 Oct 2021
Net transactions value
-$409,895
Form type
4
Filing time
02 Nov 2021, 20:27:13 UTC
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPQ Common Stock Options Exercise $0 +4,744 $0.000000 4,744 29 Oct 2021 Direct
transaction HPQ Common Stock Tax liability $50,105 -1,652 -35% $30.33 3,122 29 Oct 2021 Direct F1
transaction HPQ Common Stock Options Exercise $0 +3,852 +123% $0.000000 6,974 29 Oct 2021 Direct
transaction HPQ Common Stock Tax liability $40,430 -1,333 -19% $30.33 5,641 29 Oct 2021 Direct F1
transaction HPQ Common Stock Options Exercise $0 +7,168 +127% $0.000000 12,809 31 Oct 2021 Direct
transaction HPQ Common Stock Tax liability $75,188 -2,479 -19% $30.33 10,330 31 Oct 2021 Direct F1
transaction HPQ Common Stock Sale $244,172 -7,811 -76% $31.26 2,519 02 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPQ Restricted Stock Units Options Exercise -4,744 -60% 3,143 29 Oct 2021 Common Stock 4,744 Direct F3, F4
transaction HPQ Restricted Stock Units Options Exercise -3,852 -37% 6,578 29 Oct 2021 Common Stock 3,852 Direct F3, F5
transaction HPQ Restricted Stock Units Options Exercise -7,168 -39% 11,295 31 Oct 2021 Common Stock 7,168 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs").
F2 The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2020.
F3 Each RSU represents a contingent right to receive one share of HP common stock.
F4 On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.
F5 On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.
F6 On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.