Jill Hazelbaker - Oct 16, 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs.
Signature
/s/ Tammy Albarran by Power of Attorney for Jill Hazelbaker
Stock symbol
UBER
Transactions as of
Oct 16, 2021
Transactions value $
-$274,346
Form type
4
Date filed
10/19/2021, 09:09 PM
Previous filing
Oct 5, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4.67K +2.84% 169K Oct 16, 2021 Direct F1
transaction UBER Common Stock Options Exercise +2.86K +1.69% 172K Oct 16, 2021 Direct F1
transaction UBER Common Stock Options Exercise +2.44K +1.42% 175K Oct 16, 2021 Direct F1
transaction UBER Common Stock Tax liability -$112K -2.32K -1.33% $48.36 172K Oct 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$68.6K -1.42K -0.82% $48.36 171K Oct 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$58.5K -1.21K -0.71% $48.36 170K Oct 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$35.3K -729 -0.43% $48.36 169K Oct 16, 2021 Direct F2
holding UBER Common Stock 2.08K Oct 16, 2021 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2.86K -4.54% $0.00 60.1K Oct 16, 2021 Common Stock 2.86K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2.44K -3.33% $0.00 70.7K Oct 16, 2021 Common Stock 2.44K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -4.67K -2.94% $0.00 154K Oct 16, 2021 Common Stock 4.67K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2021.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs.