Jill Hazelbaker - 16 Oct 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs.
Signature
/s/ Tammy Albarran by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Oct 2021
Net transactions value
-$274,346
Form type
4
Filing time
19 Oct 2021, 21:09:56 UTC
Previous filing
05 Oct 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +4,670 +2.8% 169,293 16 Oct 2021 Direct F1
transaction UBER Common Stock Options Exercise +2,862 +1.7% 172,155 16 Oct 2021 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.4% 174,593 16 Oct 2021 Direct F1
transaction UBER Common Stock Tax liability $112,002 -2,316 -1.3% $48.36 172,277 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $68,623 -1,419 -0.82% $48.36 170,858 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $58,467 -1,209 -0.71% $48.36 169,649 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $35,254 -729 -0.43% $48.36 168,920 16 Oct 2021 Direct F2
holding UBER Common Stock 2,081 16 Oct 2021 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,862 -4.5% $0.000000 60,110 16 Oct 2021 Common Stock 2,862 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -3.3% $0.000000 70,690 16 Oct 2021 Common Stock 2,438 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -2.9% $0.000000 154,102 16 Oct 2021 Common Stock 4,670 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2021.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs.