Stephen Forbes Cooper - Sep 30, 2021 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
Director
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Stock symbol
LYB
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 06:04 PM
Previous filing
Aug 6, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Award $0 +321 +1.6% $0.00 20.3K Sep 30, 2021 Direct F1, F2
holding LYB Class A Ordinary Shares 16.4K Sep 30, 2021 By Spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $98.21, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.
F2 Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest May 27, 2022.
F3 The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.