Nikki Krishnamurthy - 16 Sep 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Tony West by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Sep 2021
Net transactions value
-$41,219
Form type
4
Filing time
20 Sep 2021, 19:45:38 UTC
Previous filing
03 Sep 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,805 +1.3% 139,397 16 Sep 2021 Direct F1
transaction UBER Common Stock Tax liability $12,725 -322 -0.23% $39.52 139,075 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $28,494 -721 -0.52% $39.52 138,354 16 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -3.2% $0.000000 54,169 16 Sep 2021 Common Stock 1,805 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.
F3 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.