Jill Hazelbaker - 16 Sep 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs.
Signature
/s/ Tony West by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Sep 2021
Net transactions value
-$224,197
Form type
4
Filing time
20 Sep 2021, 19:44:57 UTC
Previous filing
03 Sep 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,863 +1.8% 163,958 16 Sep 2021 Direct F1
transaction UBER Common Stock Options Exercise +4,669 +2.8% 168,627 16 Sep 2021 Direct F1
transaction UBER Common Stock Options Exercise +2,437 +1.4% 171,064 16 Sep 2021 Direct F1
transaction UBER Common Stock Tax liability $91,489 -2,315 -1.4% $39.52 168,749 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $56,118 -1,420 -0.84% $39.52 167,329 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $47,780 -1,209 -0.72% $39.52 166,120 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $28,810 -729 -0.44% $39.52 165,391 16 Sep 2021 Direct F2
holding UBER Common Stock 2,081 16 Sep 2021 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,863 -4.3% $0.000000 62,972 16 Sep 2021 Common Stock 2,863 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,437 -3.2% $0.000000 73,128 16 Sep 2021 Common Stock 2,437 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -4,669 -2.9% $0.000000 158,772 16 Sep 2021 Common Stock 4,669 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs.