Jackson Stephon A. - Sep 7, 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Cheryl L. Emory, Assistant Corporate Secretary, as attorney in fact for Jackson, Stephon A.
Stock symbol
TROW
Transactions as of
Sep 7, 2021
Transactions value $
-$174,798
Form type
4
Date filed
9/9/2021, 09:27 AM
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Options Exercise $177K +3.7K +7.47% $47.82 53.2K Sep 7, 2021 Direct
transaction TROW Common Stock Tax liability -$382K -1.78K -3.34% $215.04 51.5K Sep 7, 2021 Direct
transaction TROW Common Stock Award $30.3K +161 +0.31% $188.49 51.6K Sep 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +3.7K $0.00 3.7K Sep 8, 2011 Common Stock 3.7K $47.82 Direct F2, F3
transaction TROW Stock Option Award $0 +2.22K $0.00 2.22K Feb 23, 2012 Common Stock 2.22K $58.17 Direct F2, F4
transaction TROW Stock Option Award $0 +1.48K +66.64% $0.00 3.7K Feb 23, 2012 Common Stock 1.48K $58.17 Direct F2, F4
transaction TROW Stock Option Award $0 +867 $0.00 867 Sep 6, 2012 Common Stock 867 $59.87 Direct F2, F5
transaction TROW Stock Option Award $0 +2.83K +326.3% $0.00 3.7K Sep 6, 2012 Common Stock 2.83K $59.87 Direct F2, F5
transaction TROW Stock Option Award $0 +2.73K $0.00 2.73K Feb 21, 2013 Common Stock 2.73K $68.61 Direct F2, F6
transaction TROW Stock Option Award $0 +911 +33.38% $0.00 3.64K Feb 21, 2013 Common Stock 911 $68.61 Direct F2, F6
transaction TROW Stock Option Award $0 +2.92K $0.00 2.92K Sep 10, 2013 Common Stock 2.92K $69.21 Direct F2, F7
transaction TROW Stock Option Award $0 +724 +24.82% $0.00 3.64K Sep 10, 2013 Common Stock 724 $69.21 Direct F2, F7
transaction TROW Stock Option Award $0 +2.91K $0.00 2.91K Feb 19, 2014 Common Stock 2.91K $76.75 Direct F2, F8
transaction TROW Stock Option Award $0 +728 +24.99% $0.00 3.64K Feb 19, 2014 Common Stock 728 $76.75 Direct F2, F8
transaction TROW Stock Option Award $0 +569 $0.00 569 Sep 9, 2014 Common Stock 569 $77.24 Direct F2, F9
transaction TROW Stock Option Award $0 +3.07K $0.00 3.07K Sep 9, 2014 Common Stock 3.07K $77.24 Direct F2, F9
transaction TROW Stock Option Award $0 +831 $0.00 831 Feb 19, 2015 Common Stock 831 $79.71 Direct F2, F10
transaction TROW Stock Option Award $0 +3.33K +400.6% $0.00 4.16K Feb 19, 2015 Common Stock 3.33K $79.71 Direct F2, F10
transaction TROW Stock Option Award $0 +3.58K $0.00 3.58K Sep 10, 2015 Common Stock 3.58K $69.84 Direct F2, F11
transaction TROW Stock Option Award $0 +485 +13.56% $0.00 4.06K Sep 10, 2015 Common Stock 485 $69.84 Direct F2, F11
transaction TROW Stock Option Options Exercise $0 -3.7K -100% $0.00* 0 Sep 7, 2021 Common Stock 3.7K $47.82 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F10 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F11 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F12 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 09/8/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
F4 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.
F5 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F6 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F7 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F8 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F9 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.