Stephon A. Jackson - 07 Sep 2021 Form 4 Insider Report for PRICE T ROWE GROUP INC (TROW)

Role
Vice President
Signature
Cheryl L. Emory, Assistant Corporate Secretary, as attorney in fact for Jackson, Stephon A.
Issuer symbol
TROW
Transactions as of
07 Sep 2021
Net transactions value
-$174,798
Form type
4
Filing time
09 Sep 2021, 09:27:11 UTC
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TROW Common Stock Options Exercise $176,834 +3,698 +7.5% $47.82 53,229 07 Sep 2021 Direct
transaction TROW Common Stock Tax liability $381,911 -1,776 -3.3% $215.04 51,453 07 Sep 2021 Direct
transaction TROW Common Stock Award $30,279 +161 +0.31% $188.49 51,613 07 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TROW Stock Option Award $0 +3,698 $0.000000 3,698 08 Sep 2011 Common Stock 3,698 $47.82 Direct F2, F3
transaction TROW Stock Option Award $0 +2,218 $0.000000 2,218 23 Feb 2012 Common Stock 2,218 $58.17 Direct F2, F4
transaction TROW Stock Option Award $0 +1,478 +67% $0.000000 3,696 23 Feb 2012 Common Stock 1,478 $58.17 Direct F2, F4
transaction TROW Stock Option Award $0 +867 $0.000000 867 06 Sep 2012 Common Stock 867 $59.87 Direct F2, F5
transaction TROW Stock Option Award $0 +2,829 +326% $0.000000 3,696 06 Sep 2012 Common Stock 2,829 $59.87 Direct F2, F5
transaction TROW Stock Option Award $0 +2,729 $0.000000 2,729 21 Feb 2013 Common Stock 2,729 $68.61 Direct F2, F6
transaction TROW Stock Option Award $0 +911 +33% $0.000000 3,640 21 Feb 2013 Common Stock 911 $68.61 Direct F2, F6
transaction TROW Stock Option Award $0 +2,917 $0.000000 2,917 10 Sep 2013 Common Stock 2,917 $69.21 Direct F2, F7
transaction TROW Stock Option Award $0 +724 +25% $0.000000 3,641 10 Sep 2013 Common Stock 724 $69.21 Direct F2, F7
transaction TROW Stock Option Award $0 +2,913 $0.000000 2,913 19 Feb 2014 Common Stock 2,913 $76.75 Direct F2, F8
transaction TROW Stock Option Award $0 +728 +25% $0.000000 3,641 19 Feb 2014 Common Stock 728 $76.75 Direct F2, F8
transaction TROW Stock Option Award $0 +569 $0.000000 569 09 Sep 2014 Common Stock 569 $77.24 Direct F2, F9
transaction TROW Stock Option Award $0 +3,071 $0.000000 3,071 09 Sep 2014 Common Stock 3,071 $77.24 Direct F2, F9
transaction TROW Stock Option Award $0 +831 $0.000000 831 19 Feb 2015 Common Stock 831 $79.71 Direct F2, F10
transaction TROW Stock Option Award $0 +3,329 +401% $0.000000 4,160 19 Feb 2015 Common Stock 3,329 $79.71 Direct F2, F10
transaction TROW Stock Option Award $0 +3,576 $0.000000 3,576 10 Sep 2015 Common Stock 3,576 $69.84 Direct F2, F11
transaction TROW Stock Option Award $0 +485 +14% $0.000000 4,061 10 Sep 2015 Common Stock 485 $69.84 Direct F2, F11
transaction TROW Stock Option Options Exercise $0 -3,698 -100% $0.000000* 0 07 Sep 2021 Common Stock 3,698 $47.82 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F10 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F11 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F12 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
F2 As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
F3 09/8/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012.
F4 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2013.
F5 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F6 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F7 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F8 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F9 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.